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On
April 19, 1993, more than seventy members of the Branch Davidian Church
at Waco, Texas were killed as a result of a tank and gas assault conducted
by the Federal Bureau of Investigation ("FBI").2
This author
was one of the millions of Americans who watched in horror on that fateful
day as smoke began to billow from the rural church in the strong Texas
winds. At the time, I was unaware that the FBI had pumped the church full
of a gas so dangerous that it was banned for use in war by the Chemical
Weapons Convention of 1993,3
of which the United States was a signatory.4
Nor was I cognizant of the fact that federal agents may have deliberately
shot at fleeing Davidians to prevent them from escaping the fiery inferno.5
But there was one thing I was sure ofI was no longer in the United
States of America.
I.
Neutrality Towards Religion
The
First Amendment to the United States Constitution provides, in pertinent
part, as follows: "Congress shall make no law respecting an establishment
of religion, or prohibiting the free exercise thereof . . . ."6
Although
this provision was specifically addressed to the legislature, its prohibitions
were applied early on to the executive branch. For example, Thomas Jefferson
declined to declare thanksgiving or fast days during his presidency because
of his conviction that, in approving the First Amendment, the American
people must have likewise sought to limit the executive in public pronouncements
regarding religion.7
Similarly,
in enacting the Privacy Act of 1974,8
Congress
prohibited executive agencies9
from collecting, maintaining, using, or disseminating any records describing
the exercise of religious,10
or other First Amendment, activities unless the compiling or retention
of such information fell within narrow exceptions.11
The current Federal Rules of Evidence also reflect a serious concern over
the sanctity, and potential misuse, of religious beliefs in the judicial
process. Specifically, Rule 610 states: "Evidence of the beliefs or opinions
of a witness on matters of religion is not admissible for the purpose
of showing that by reason of their nature the witness' credibility is
impaired or enhanced."12
It
is well established that, pursuant to both the Free Exercise and Establishment
Clauses, the federal government must "pursue a course of 'neutrality'
toward religion."13
In Church of Lukumi Babalu Aye, Inc. v. City of Hialeah,14
the Supreme Court remarked as follows:
The
Free Exercise Clause, like the Establishment Clause, extends beyond facial
discrimination. The Clause "forbids subtle departures from neutrality"
and "covert suppression of particular religious beliefs." Official action
that targets religious conduct for distinctive treatment cannot be shielded
by mere compliance with the requirement of facial neutrality. The Free
Exercise Clause protects against governmental hostility which is masked
as well as overt.15
In
addition, in describing the substance of the "neutrality" doctrine, Professor
Laycock stated: "When I say government should be neutral towards religion,
I mean to include the claim that it should not express an opinion about
religion."16
At Waco, however, the government not only officially expressed its opinion
regarding the theological beliefs of the Davidians, but acted on its prejudices
with fatal consequences.
A. Hostility Towards Marginal Religious Movements
Perhaps
the best historical example of the federal government's open hostility
to a nonconventional religious group is that concerning the Church of
Jesus Christ of Latter-Day Saints ("LDS"). For example, in Reynolds
v. United States,17
the Court upheld the constitutionality of a bigamy statute against a challenge
that the provision violated the defendant's right to freely exercise his
doctrinal duty to practice polygamy as counseled by the LDS church.18
In so ruling, the Court stated:
Laws
are made for the government of actions, and while they cannot interfere
with mere religious belief and opinions, they may with practices.
.
. . Can a man excuse his practices to the contrary because of his religious
belief? To permit this would be to make the professed doctrines of religious
belief superior to the law of the land, and in effect to permit every
citizen to become a law unto himself. Government could exist only in name
under such circumstances.19
Similarly,
in Davis v. Beason,20
the Court
upheld the validity of an Idaho territorial statute prescribing an oath
that prevented LDS members from registering to vote because of the church's
teaching on plural marriage.21
In
addition, in Late Corp. of Church of Jesus Christ of Latter-Day Saints
v. United States,22
the Supreme Court confirmed the power of Congress not only to revoke the
charter of the LDS church, but to seize the latter's property, as well.23
The Court's open hostility to the religious beliefs of that "contumacious
organization,"24
the LDS church, is evident from the following passage:
But
it is . . . a matter of public notoriety, that the religious and charitable
uses intended to be subserved and promoted are the inculcation and spread
of the doctrines and usages of the Mormon Church, or Church of Latter-Day
Saints, one of the distinguishing features of which is the practice of
polygamya crime against the laws, and abhorrent to the sentiments
and feelings of the civilized world. Notwithstanding the stringent laws
which have been passed by Congressnotwithstanding all the efforts
made to suppress this barbarous practicethe sect or community
composing the Church of Jesus Christ of Latter- Day Saints perseveres,
in defiance of law, in preaching, upholding, promoting and defending it.
It is a matter of public notoriety that its emissaries are engaged in
many countries in propagating this nefarious doctrine, and urging its
converts to join the community in Utah. The existence of such a propaganda
is a blot on our civilization. The organization of a community for the
spread and practice of polygamy is, in a measure, a return to barbarism.25
Although
this expression of condemnation was made more than a century ago, the
Court's pejorative use of the term "sect" is analogous to the manner in
which the prejudicial label "cult" is affixed to nonconventional religious
movements today. In fact, one recent commentator has chastised the Court
for its continued use of the discriminatory term "sectarian" as a synonym
for "religious" and has described the Court's practice as "judicial 'cussing.'"26
"Deliberate
persecution" based upon religious bigotry, such as that visited upon members
of the LDS church, may no longer be prevalent,27
but that
does not mean that hostility to marginal religions has decreased.28
The military-style actions conducted by the government against the Branch
Davidians, however, have again placed the issue of overt religious
persecution back on the front burner of public concern.29
Following
the government's assault at Waco, the Justice Department assigned outside
experts to provide recommendations for making improvements in future law
enforcement operations.30
In her published expert report, Nancy T. Ammerman, a religious scholar,
listed the following characteristics of new religious movements that she
concluded the Bureau of Alcohol, Tobacco, and Firearms ("BATF") and the
FBI should have taken into account in their assessment of the Branch Davidians:
(1) such groups are often "millennialist" or "apocalyptic;" (2) they "almost
always provoke their neighbors" by challenging the status quo and defying
convention; (3) their commitments and family structure are often different
than the norm; (4) the vast majority of their members join voluntarily;
and (5) the charisma of their leaders is only maintainable as long as
the members give their approval.31
While
these traits help to explain the persecution that dissident religions
have suffered from society as a whole, they do not adequately account
for the open hostility that such movements have received on occasion from
the federal government. Rather, the singular characteristic that most
inflames the state, and especially law enforcement, appears to be a religious
group's challenge to the government's authority.
For
example, even though the Supreme Court in Late Corp. of LDS Church
expressed its disgust for the practice of plural marriages, its ultimate
decision in justifying the seizure of LDS property seemed to rest upon
the church's "constant[] attempt[] to oppose, thwart and subvert the legislation
of Congress and the will of the government of the United States."32
Likewise,
the day following the fatal Waco fire, Larry Potts, Assistant Director
of the FBI's Criminal Investigation Division, remarked by way of justification:
"These people had thumbed their noses at law enforcement."33
In fact, one writer has highlighted ideological rejection of the government's
"legal authority" as a pivotal factor in the recent violent standoffs
at Ruby Ridge, Idaho, in Philadelphia involving MOVE, and at Waco.34
This
perceived defiance may become particularly pronounced in cases involving
religious groups because of their singular devotion to the commands of
the Creator, often revealed through the interpretation of scripture. In
the words of Saint Peter: "We ought to obey God rather than men."35
B. Government's Characterization of Davidians as a "Cult"
The
word "cult" has been defined alternatively as "a religion regarded as
unorthodox or spurious" and a "great or excessive devotion or dedication
to some person, idea, or thing."36
In popular
usage, the term has "the sensational connotation of an authoritarian,
mind-controlling movement in which convert-victims are mentally enslaved
and can be made to perpetrate violence and crime as ordained by a charismatic
prophet or guru."37
Interestingly,
more than a decade before the government's siege at Waco, the FBI ran
a three-part series in the FBI Law Enforcement Bulletin entitled
"Cults: A Conflict Between Religious Liberty and Involuntary Servitude?"38
The authors
made a clear differentiation between "religious organizations" and "cults":
Religious
organizations are formed for the spiritual benefit of the entire membership.
Other organizations have adopted a religious designation in order to fall
under the protection of the first amendment, but are actually formed for
the benefit of one person or a small group of people which are known as
cults.39
This
definition, however, is problematic because it leaves the critical distinction
up to the discretion of the enforcement officer; moreover, the characterization
is not just semanticit may directly affect the manner in which the
agency approaches the group in question. According to the authors, because
cult members do not exhibit loyalty to a religious philosophy, cults have
a "[p]ropensity [t]oward [v]iolence and [l]awbreaking"40
and often
consider themselves "above the law."41
In addition, the authors warned that cults are prone to "paramilitarism."42
A
decade later, in a blatant departure from the neutrality doctrine, the
BATF affidavit43
that was submitted in support of the Waco warrant applications contained
numerous derogatory references to the Davidian assembly as a "cult."44
BATF Special Agent Davy Aguilera's affidavit also included extraneous
material about David Koresh's religious beliefs.45
For example, the affidavit iterated Koresh's conviction that "the Bible
gave him the right to bear arms."46
It also contained the following passage in reference to an alleged conversation
between Mr. Koresh and Joyce Sparks, an employee of the Texas Department
of Human Services:
She
said that during her conversation with Koresh, he told her that he was
the "Messenger" from God, that the world was coming to an end, and that
when he "reveals" himself the riots in Los Angeles would pale in comparison
to what was going to happen in Waco, Texas. Koresh stated that it would
be a "military type operation" and that all the "non-believers" would
have to suffer.47
In
addition, the BATF affidavit recounted the statement of a former Waco
member that "Howell would preach his philosophy, which did not always
coincide with the Bible . . . ."48
In
response to criticism that the affidavit was insufficient because it contained
improper material regarding Mr. Koresh's religious beliefs, as well as
to complaints that federal authorities were "hostile towards religious
interests," Ronald K. Noble, Treasury Under Secretary for Law Enforcement,
claimed that BATF had grounds to fear that Koresh was prone to violence
because, inter alia, "his rhetoric was threatening;" "his preaching
concerned the approach of the apocalypse;" and "he had extraordinary control
over his followers."49
Noble concluded that, rather than proving a hostility towards religion,
these factors demonstrated that "law enforcement cannot afford to assume
that unlawful activities are benign merely because they are associated
with a religious belief . . . ."50
Noble's
contention that BATF harbored no hostility towards the religious convictions
of the Branch Davidians, however, is directly belied by the official Treasury
Report51
issued in connection with BATF's investigation of Mr. Koresh. In fact,
in its first paragraph alone, the Treasury Report used the terms
"cult" and "Compound" no less than seven times.52
More importantly, the Treasury Report contained the following notation:
The
Branch Davidian movement was started by a number of Seventh Day Adventists
who believed strongly in the prophecies of the book of Revelation. David
Koresh, then named Vernon Wayne Howell, took over leadership of the group
in 1987. The Compound residents were extremely devoted to Koresh, and
many apparently believed that he was the lamb of God. In the course of
this report, the Review has used the term "cult" to refer to Koresh
and his followers. The term is not intended and should not be taken
as a reference to the Branch Davidian movement generally. The Review
is quite aware that "cult" has pejorative connotations, and that outsidersparticularly
those in the governmentshould avoid casting aspersions on those
whose religious beliefs are different from their own. The definition
of cult in Webster's Third New International Dictionary (unabridged)
includes: "a great or excessive devotion or dedication to some person,
idea or thing" and "a religion regarded as unorthodox or spurious." In
light of the evidence of the conduct of Koresh and his followers set out
in this report, the Review finds "cult" to be an apt characterization.53
This
passage makes clear that the Treasury Department's derision of the beliefs
of the Waco Branch Davidians was intentional. Unfortunately, even the
congressional committee investigating the Texas siege fell into the trap
of using the term "cult" in describing the subject matter of its April
28, 1993 hearing: "Events Surrounding the Branch Davidian Cult Standoff
in Waco, Texas."54
Finally,
several writers have alluded to a more malevolent motive behind law enforcement's
branding of the Davidians as a "cult."55
One author
boldly asserted:
The
FBI wasn't attempting to defuse the situation that the Bureau of
Alcohol, Tobacco, and Firearms provoked in February. No. The Agency was
trying something out, on people they had reason to think no one would
give a damn aboutjust some "cult." It had less to do with the Branch
Davidians and more to do with establishing what kinds of direct action
the U.S. government and its agencies could get away with once a group
had been identified as "extremist" or a "cult."56
Similarly,
Professor Gaffney pointed to a "more sinister" rationale underlying BATF's
massive assault upon the Davidians, namely, "that the BATF was happy to
go after Koresh and his community precisely because they were so vulnerable
as religious 'crazies.'"57
Other explanations for the lack of proportionality in BATF's initial confrontation
with the Davidians include BATF's desire to create a sensational raid
in an attempt to both repair its tarnished image and avoid impending budget
cuts by the Senate Appropriations subcommittee,58
as well as to exact revenge upon Mr. Koresh for his characterization of
BATF as an "evil agency."59
In
short, regardless of the particular motivation(s) underlying the actions
of BATF and the FBI at Waco, law enforcement's conduct in officially labeling
the Branch Davidians as a "cult" and in using this derisive designation
to obtain warrants and to impugn the sincerity and rationality of the
group's religious beliefs violated the neutrality doctrine contained in
the First Amendment.
C. Government's Reliance Upon Anti-Religious "Cult Experts"
In
her recommendation to the Justice and Treasury Departments, Professor
Ammerman highlighted the critical fact that, prior to its "dynamic entry"
at the Mount Carmel Center, BATF failed to consult with any outside authority
in the area of "religious studies, sociology of religion, or psychology
of religion."60
Similarly, she pointed out that the FBI failed to confer with a single
recognized expert who was familiar with marginal religious movements.61
Instead, both these law enforcement bureaus were guided by the rhetoric
of such "anti-cult" organizations as the Cult Awareness Network62
("CAN"):
Government
agencies would do well not to rely, as they did in the case of Branch
Davidians, on so-called "cult" experts and deprogrammers whose one purpose
is to discredit the religious claims of nonconventional and unpopular
religious groups and thereby promote intolerance and discrimination toward
them. The repeated references in the press and the media at large to members
of the Cult Awareness Network (CAN) as "experts" was misleading and unfortunate.
The fact is that members of the Cult Awareness Network have a history
of persecution of members of groups they deem to be "cults."63
In
her report, Professor Ammerman referred specifically to CAN and its associates:
In
their attempt to build a case against the Branch Davidians, BATF did interview
persons who were former members of the group and at least one person who
had "deprogrammed" a group member. Mr. Rick Ross, who often works in conjunction
with the Cult Awareness Network (CAN), has been quoted as saying that
he was "consulted" by the BATF. . . . The Network and Mr. Ross have a
direct ideological (and financial) interest in arousing suspicion and
antagonism against what they call "cults." These same persons seem to
have been major sources for the series of stories run by the Waco newspaper,
beginning February 27. It seems clear that people within the "anti-cult"
community had targeted the Branch Davidians for attention.64
Professor
Ammerman further noted that Ross "apparently had the most extensive access
to both agencies of any person on the 'cult expert' list and was listened
to more attentively. The BATF interviewed the persons he directed them
to and evidently used information from those interviews in planning their
February 28 raid."65
In particular, in the summer of 1992 Ross had "deprogrammed" David Block,
a Davidian, at the home of Priscilla Coates, CAN's former national director.66
Significantly, it was Block that provided the majority of information
about weapons that appeared in the Aguilera affidavit submitted in support
of the search and arrest warrants.67
In
addition, it was Ross who fueled the fire against the Branch Davidians
with his inflammatory comments to the Waco Tribune-Herald that
appeared in the newspaper's "The Sinful Messiah" series: "The group is
without a doubt, without any doubt whatsoever, a highly destructive, manipulative
cult . . . I would liken the group to Jim Jones."68
According
to Ross, Koresh was also "prone to violence."69
Similarly, less than two weeks before the April 19th holocaust of the
Davidians, CAN President Patricia Ryan told The Houston Chronicle
that "[o]fficials should use whatever means necessary to arrest Koresh
. . . including lethal force."70
It
is this type of volatile rhetoric that led to harsh criticism of the role
that such self- proclaimed "cult experts" played in the Davidian conflict.71
For example,
one writer stated: "CAN's picture of the Davidians as an assortment of
brainwashed robots is probably the reason the government, instead of calling
upon respected and qualified religious scholars to mediate with Koresh,
decided to invade the compound with armored vehicles and teargas."72
Likewise, Professor J. Gordon Melton concluded: "In the end, like the
BATF, the FBI listened to the anti- cult critics and accepted the adequacy
of anti-cult rhetoric. And at this point the Cult Awareness Network and
its spokespersons become morally, if not criminally, responsible for what
eventually occurred."73
Whatever
the culpability of CAN and its affiliate deprogrammers in regard to the
Waco tragedy, the fact still remains that federal law enforcement chose
to rely upon the "anti-cult" community74
rather
than to consult with any recognized religious scholars. This anomalous
situation was emphasized by Professor Ammerman in her report,75
while Lawrence E. Sullivan, another expert chosen to offer his recommendations,
denounced the government's failure to seek the advice of established religious
experts.76
Interestingly,
individuals in the anti-cult movement are not recognized as "experts"
by those in the academic community;77
moreover,
the activities of CAN and its support for deprogramming78
are viewed by the National Council of Churches as a serious threat to
religious freedom.79
One writer has described CAN's bias in the following manner:
In
pursuit of profit at the expense of liberty, over the past 20 years a
small group called "Cult Awareness Network" and its operatives called
"deprogrammers" or "depersonalizers" have made a business of kidnapping
and forcibly denying basic freedoms to individuals. . . . Members of small
Christian groups are favored targets.
.
. . .
CAN
is not "anti-cult," it is anti-religion. It promotes the image
of "cult" as a way of playing on prejudice to get support. Upon exposure
to CAN's unrelenting message, the American public thinks it couldn't be
their religion, but must be one of those "newer ones." But this
is a ruse created by CAN. In fact, Christians have been victimized the
mostand the result has been many, many deaths. There is not one
incident, let alone catastrophe, on record having to do with any but a
Christian church. Jonestown, Waco, the Solar Templeall involved
Christians.80
That
CAN has an anti-religious, especially anti-Christian, agenda seems to
be further supported by a statement made by Cynthia Kisser, CAN's Executive
Director, to the Cleveland Plain Dealer in 1994: "If [Jesus Christ]
were alive now we'd take an interest in him because of the great controversy
surrounding his fringe activities. . . . We'd try to see if there was
abuse, unethical behavior or deceptive practices. And I'd send whatever
we could find to reporters."81
Why,
then, did the government choose to follow the lead of a group which, at
best, was not supportive of the free exercise rights of new religious
movements? This question becomes even more difficult to answer in light
of law enforcement's seeming adoption of CAN's "brainwashing" theory,
a concept rejected by the federal courts prior to the time of the
Waco conflict.
Anti-cult
organizations rely on the theory of "brainwashing" in order to justify
the use of "deprogramming" for individuals who were allegedly seduced
into a "cult" by the mind-control methods of a charismatic and overbearing
leader.82
One of the leading proponents of this theory is Dr. Margaret Singer.83
Dr. Singer's brainwashing theory, however, has been attacked on the grounds
that it ignores the salient fact that earlier research upon which she
relies was predicated upon the threat of physical coercion in Communist
China and POW camps in Korea.84
Singer's theory, in contrast, presumes that thought control techniques
are effective even in situations in which no physical threats are present.85
More
importantly, in 1990, the testimony of Dr. Singer and Dr. Richard Ofshe
concerning their thought reform theories vis-à-vis religious
"cults" was held to be inadmissible in federal court.86
In United
States v. Fishman,87
the defendant attempted to raise an insanity defense to criminal mail
fraud charges based upon a claim that he had been brainwashed by the Church
of Scientology.88
After finding that the application of the theory of "coercive persuasion
to religious cults" was a recent development and that the thesis lacked
the approval of both the American Psychological Association and the American
Sociological Association, the court excluded the proffered testimony on
the grounds that it was not generally accepted within the scientific community.89
Although
the FBI may not have been aware of the questionable nature of such "thought
reform" theories in the early 1980s,90
by the
time of the Branch Davidian standoff in 1993, the Bureau should have been
well aware of the lack of scientific support for such a hypothesis, at
least in so far as it applied to marginal religious groups. Fishman,
after all, was a reported opinion and was decided more than three years
prior to the April 19th conflagration.91
Despite this fact, however, the FBI continued to adopt CAN's "brainwashing"
thesis.
As
detailed by Professor Ammerman, shortly after the initial BATF assault,
Pete Smerick and consultant Park Dietz assembled a profile of David Koresh
and the Branch Davidians at Waco.92
Based
upon this profile, Smerick, along with Special Agent Mark Young, wrote
a significant memorandum on March 5, 1993 to his superiors. This memorandum
stated, in pertinent part, "For years [Koresh] has been brainwashing
his followers for this battle, and on February 28, 1993, his prophesy
came true. As of March 5, 1993, Koresh is still able to convince his followers
that the end in [sic] near and, as he predicted, their enemies will surround
them and kill them."93
In
Epperson v. Arkansas,94
the Supreme
Court held that "[t]he First Amendment mandates governmental neutrality
between religion and religion. . . . [T]he State may not adopt programs
or practices . . . which 'aid or oppose' any religion. . . . This prohibition
is absolute."95
Similarly, Justice Goldberg stated that "[t]he fullest realization of
true religious liberty requires that government . . . effect no favoritism
among sects . . . and that it work deterrence of no religious belief."96
At
Waco, BATF and the FBI established a practice of relying upon an organization
and its associate "deprogrammers" known for their overt disparagement
of marginal religions. These same agencies failed to consult recognized
religious scholars who were readily available97
and would
have provided a markedly different assessment of new religious movements.
In fact, even after religious scholars voluntarily intervened in an attempt
to effect a peaceful resolution to the standoff, federal law enforcement
ignored their counsel.98
In
this regard, Dr. Phillip Arnold and Professor James Tabor informed the
FBI of David Koresh's interpretation of the scriptures.99
They
conversed extensively with Livingston Fagan, a Branch Davidian spokesman,
in an effort to understand the group's religious philosophy.100
They provided an alternative scriptural interpretation of the Book of
Revelation to Mr. Koresh by means of both radio and audio tape.101
Following their efforts, David Koresh wrote on April 14, 1993, in what
would be his final letter, that he had been commanded to write an exposition
of the secrets of the seven seals, after which time "I will come out and
then you can do your thing with this beast [modern Babylon]."102
Rather than waiting for Mr. Koresh to complete his task, however, the
government chose instead to assault the Mount Carmel Center with tanks
and gas.103
Professor Tabor described the needless aftermath of this fateful decision
as follows:
There
is not the slightest doubt in my mind that David Koresh would have surrendered
peacefully when he finished his manuscript. After the fire some federal
agents said they doubted that he was even working on such a project. They
took David's talk about being allowed by God to finally write the interpretation
of the seven seals as a ploy to further delay things. We now know this
was not the case. Ruth Riddle, one of the survivors of the fire, had a
computer disk in the right pocket of her jacket. She had been typing David's
hand-written manuscript the day before the fire. On that disk was his
exposition of the first seal.104
In
addition, the FBI's apparent adoption of CAN's "brainwashing" theory is
further problematic because if law enforcement is permitted to ascribe
the use of thought control to the Branch Davidians, then it must presume
its usage among other mainstream religious groups, as well; for as the
Supreme Court pointed out in Larson v. Valente:105
"Free
exercise thus can be guaranteed only when legislatorsand votersare
required to accord to their own religions the very same treatment given
to small, new, or unpopular denominations."106
One can only imagine, however, the outcry from established denominations
if the government were to even insinuate that their parishioners attended
services, volunteered their time, and tithed due to the thought control
powers of their religious leaders.
Finally,
an argument might be made that the complaints by recognized religious
scholars concerning the government's use of anti-cult "experts" simply
represent sour grapes on the part of academics who are bitter because
they were not consulted. Such a contention, however, misses the point.
The issue is not whether the government is required to use recognized
scholars for consulting purposes, but whether law enforcement's practice
of relying solely upon the anti- cult community, to the exclusion of those
who would have provided an alternative view of marginal religions, constituted
de facto opposition to the Branch Davidians and thus violated the
constitutional requirement of neutrality.107
In
critically assessing the government's weighty reliance upon CAN's uncorroborated
theories prior to and during the Davidian standoff, it is useful to compare
how such dependence would be received in other circumstances. What, for
example, would be the public's reaction if, in a dire medical crisis,
the federal government consulted exclusively with herbalists, and never
sought the advice of licensed physicians? Or what if the Justice Department
sought legal advice on a pivotal issue of national concern from pro
se litigants and never conferred with any licensed attorneys?
The
point here is not to limit the government's sources of information to
only those who are either licensed by the state or are academically recognized,
but rather to question why law enforcement at Waco literally went out
of its way to avoid an invaluable source of available information crucial
to both its assessment of the Davidians' religious beliefs and its understanding
of how to respond tactically in a potentially deadly situation involving
a church in which were housed numerous women and children.
In
sum, there seem to be only two conclusions that can be drawn from the
actions of BATF and the FBI in relying upon CAN and in ignoring the advice
of recognized religious scholars (advice, notably, that would have been
much more favorable to the Branch Davidians). Either the federal government
was openly hostile to the religious convictions of the Davidians, and
thus blatantly violated their rights under the First Amendment, or CAN's
pronouncements for violence against David Koresh fit law enforcement's
agenda for militarily asserting its authority over a group of Americans
who dared to pledge its allegiance to a higher sovereign.
II.
Hybrid Rights and Waco
In
Employment Division v. Smith,108
the
Supreme Court held that the Sherbert test was inapplicable to free
exercise challenges to neutral, generally applicable laws.109
According to the Sherbert test,110
the government could not justify a substantial burden on religiously motivated
conduct unless it demonstrated (1) a compelling state interest; and (2)
that it chose a means narrowly tailored to achieve that end, namely, by
the least restrictive means.111
Justice O'Connor described the significance of this test as follows:
The
compelling interest test effectuates the First Amendment's command that
religious liberty is an independent liberty, that it occupies a preferred
position, and that the Court will not permit encroachments upon this liberty,
whether direct or indirect, unless required by clear and compelling governmental
interests "of the highest order." "Only an especially important governmental
interest pursued by narrowly tailored means can justify exacting a sacrifice
of First Amendment freedoms as the price for an equal share of the rights,
benefits, and privileges enjoyed by other citizens."112
In
response to the Court's decision in Smith, Congress enacted the
Religious Freedom Restoration Act of 1993 ("RFRA").113
The
stated purposes of RFRA were to restore the Sherbert compelling
interest test and "to provide a claim or defense to persons whose religious
exercise is substantially burdened by government."114
In City of Boerne v. Flores,115
however, the Supreme Court held that RFRA was an unconstitutional exercise
of Congress' enforcement powers under § 5 of the Fourteenth Amendment:
The
design of the Amendment and the text of § 5 are inconsistent with
the suggestion that Congress has the power to decree the substance of
the Fourteenth Amendment's restrictions on the States. Legislation which
alters the meaning of the Free Exercise Clause cannot be said to be enforcing
the Clause. Congress does not enforce a constitutional right by changing
what the right is. It has been given the power "to enforce," not the power
to determine what constitutes a constitutional violation.116
Even
before the Court's holding in Flores, Justice Scalia's "hybrid
rights" formulation became the focus of attention as a means of preserving
use of the compelling interest test for the protection of religious liberty.117
In Smith,
Justice Scalia described a "hybrid situation" in the following manner:
"The only decisions in which we have held that the First Amendment bars
application of a neutral, generally applicable law to religiously motivated
action have involved not the Free Exercise Clause alone, but the Free
Exercise Clause in conjunction with other constitutional protections .
. . ."118
He listed these other protections as including freedom of speech, freedom
of the press, and parental rights.119
He also posited that the Free Exercise Clause would likely support a challenge
on associational grounds.120
Justice
Souter has persuasively criticized the "hybrid rights" rationale:
If
a hybrid claim is simply one in which another constitutional right is
implicated, then the hybrid exception would probably be so vast as to
swallow the Smith rule, and, indeed, the hybrid exception would
cover the situation exemplified by Smith, since free speech and
associational rights are certainly implicated in the peyote ritual. But
if a hybrid claim is one in which a litigant would actually obtain an
exemption from a formally neutral, generally applicable law under another
constitutional provision, then there would have been no reason for the
Court in what Smith calls the hybrid cases to have mentioned the
Free Exercise Clause at all.121
Commentators
have remarked that the hybrid rights theory is probably nothing more than
an "artificial construct" devised to avoid overruling previous constitutional
precedent.122
On the other hand, Professor Durham pointed out that "[c]onstrued with
sufficient breadth, the hybrid rights doctrine could undo much of the
damage inflicted by the Smith decision" because of the almost inevitable
overlap with other constitutional protections.123
Similarly, another writer noted that "[r]ead expansively, the hybrid claims
doctrine might also increase the number of successful constitutional claims
by allowing constitutional claims of doubtful strength to be invigorated
through hybridization."124
In
general, two theories have been offered to explain the rationale behind
the hybrid rights formulation. The "additive" theory postulates that two
less than sufficient constitutional claims, with one arising under the
Free Exercise Clause, can add up to a constitutionally adequate claim
that invokes the compelling interest test.125
From
a slightly different perspective, under the "signalling" theory, the connection
between free exercise rights and other constitutional guarantees is viewed
as a way of giving "minority-religion adherents a way to signal that the
lawmaker has exceeded its legitimate authority in a particular enactment
or act."126
This latter rationale seems the most appropriate in analyzing the government's
actions at Waco.
A. Fourth Amendment
The
Fourth Amendment to the United States Constitution provides: "The right
of the people to be secure in their persons, houses, papers, and effects,
against unreasonable searches and seizures, shall not be violated,
and no Warrants shall issue, but upon probable cause, supported
by Oath or affirmation, and particularly describing the place to be searched,
and the persons or things to be seized."127
At Waco,
the Davidians' free exercise rights and their Fourth Amendment protection
against the issuance of warrants without probable cause were inexorably
intertwined, thereby presenting a "hybird situation."
An
affidavit submitted in support of a warrant application must provide the
magistrate with "a substantial basis for determining the existence of
probable cause . . . ."128
In his testimony before the House Judiciary Committee on April 28, 1993,
BATF Director Stephen Higgins stated:
MR.
HIGGINS. Without going into all the specifics, and I think Congressman
Fish asked me if we had probable cause by February. Through the miracle
of C-SPAN, I was corrected by the headquarters staff almost after it was
out of my mouth.
We
had a review in the headquarters office in December with respect to whether
we had probable cause. We decided at that point we did not, so
we continued to gather information. We brought people in from Australia,
we got the undercover agent in, we interviewed any number of people, including
neighbors. They are all in the affidavit so I won't repeat them.
MR.
HUGHES. When was it determined you had probable cause?
MR.
HIGGINS. I think it was the middle of February.129
Because
the only evidence obtained by BATF after January involved Mr. Koresh's
religious130
and political beliefs,131
it appears that these protected expressions of First Amendment speech
were the ultimate source of probable cause in the eyes of BATF.132
As such, BATF's assertion that probable cause was, in fact, established
is baseless. In addition, the affidavit submitted in support of the warrant
applications contained other serious problems, including the staleness
of its information,133
as well as the dubious reliability of the witnesses interviewed.134
Fourth
Amendment protections were further implicated at Waco with respect to
the amount of force utilized by BATF in its "dynamic entry" into the Mount
Carmel church on February 28, 1993 and by the FBI in its tank and gas
assault on April 19, 1993. In Graham v. Connor,135
the
United States Supreme Court declared that all claims of excessive force
in the course of arrest or other "seizure" should be determined under
the Fourth Amendment's "reasonableness" standard.136
With respect to the government's actions against the Branch Davidians,
Professor Gaffney concluded:
On
the facts in the Waco events, where the subject sought by the arrest warrant
routinely jogged outside the compound and where law enforcement authorities
were well aware of the presence of small children, the dynamic entries
resorted to by the government on February 28 and April 19 strike me as
excessive in both instances.137
In
like manner, in language hauntingly prophetic of the outcome of the FBI's
military assault on the final day of the siege, the Supreme Court stated
that "[t]he use of deadly force to prevent the escape of all felony suspects,
whatever the circumstances, is constitutionally unreasonable. It is not
better that all felony suspects die than that they escape."138
Because
(1) probable cause at Waco was predicated upon Koresh's religious convictions
and (2) law enforcement's unreasonable use of force in effecting its search
and arrest was directed against a religious community on church property,
the government should have been required to demonstrate both a compelling
state interest and that it employed the least restrictive means in intruding
upon the religious freedom of the Branch Davidians.
B. Second Amendment
The
Second Amendment to the United States Constitution provides that "[a]
well regulated Militia, being necessary to the security of a free State,
the right of the people to keep and bear Arms, shall not be infringed."139
This
right has justly been described as "the palladium of the liberties of
a republic."140
In fact, a federal district court in Texas recently ruled that the Second
Amendment established an individual, rather than a "collective," right
to bear arms.141
At
Waco, the Davidians' Second Amendment right to keep and bear arms was
intimately bound with their free exercise rights. As noted above, the
Aguilera affidavit specifically referred to Koresh's conviction that "the
Bible gave him the right to bear arms."142
In an
interview with KRLD radio on February 28, 1993, David Koresh explained
his conviction:
The
weapons were bought originally because in the prophecies. . . . 2000 years
ago Christ tried for three and a half years to present the gospel, right?
And the night of His crucifixion He told His servants, He said, before
I sent you out without cloak nor purse nor sword. So now I say unto you,
if you do not have a sword go sell your cloak and buy one. The Christian
Church was not to stand idly by and be slaughtered.143
Mr.
Koresh also told CNN, "I never planned to use these weapons. The only
problem is that people outside don't understand what we believe."144
Here
again, because the Davidians' strict adherence to the command of Christ
overlapped with their individual right to bear arms under the Second Amendment,
the heightened standard for hybrid rights situations should have attached.
C. First Amendment
In
Smith, Justice Scalia noted that a free exercise claim that was
made in conjunction with a free speech claim or an assertion of parental
rights could be sufficient to constitute a "hybrid situation."145
The
District of Columbia Circuit has subsequently ruled that hybrid rights
are also cognizable in situations in which free exercise and establishment
claims overlap.146
At Waco, for example, a hybrid situation presented itself with respect
to the Davidians' fundamental parental right to raise and discipline their
children according to the dictates of their religion.147
In this regard, one of the most outrageous items included in Special Agent
Aguilera's affidavit concerned allegations that David Koresh was sexually
abusing young girls at Mount Carmel.148
Despite BATF's lack of jurisdiction over such allegations, Aguilera not
only inserted a lengthy recitation of the investigation conducted by the
Texas Department of Human Services, but then failed to mention the dispositive
fact that the investigation was closed on April 30, 1992, almost ten months
prior to BATF's initial raid, with no evidence of child abuse.149
1. Free Exercise Clause Constitutes Affirmative Guarantee
In
his famous Memorial and Remonstrance, James Madison wrote that
the right to freely practice one's religion is unalienable because it
entails "a duty towards the Creator."150
Madison
further stated:
This
duty is precedent, both in order of time and in degree of obligation,
to the claims of civil society. . . . [E]very man who becomes a member
of any particular civil society, [must] do it with a saving of his allegiance
to the universal Sovereign. We maintain therefore that in matters of religion,
no man's right is abridged by the institution of civil society, and that
religion is wholly exempt from its cognizance.151
Professor
McConnell has similarly concluded that the historical evidence demonstrates
that
the
theoretical underpinning of the free exercise clause . . . is that the
claims of the "universal sovereign" precede the claims of civil society,
both in time and in authority, and that when the people vested power in
the government over civil affairs, they necessarily reserved their unalienable
right to the free exercise of religion, in accordance with the dictates
of conscience. Under this understanding, the right of free exercise is
defined in the first instance not by the nature and scope of the laws,
but by the nature and scope of religious duty. A religious duty does not
cease to be a religious duty merely because the legislature has passed
a generally applicable law making compliance difficult or impossible.152
In
the words of Justice O'Connor, the Free Exercise Clause constitutes "an
affirmative guarantee"153
entitling citizens to practice their religious convictions without unnecessary
interference by the government, "even when such conduct conflicts with
a neutral, generally applicable law."154
2. Protection of Minority Religions
According
to the view of one Supreme Court Justice, the First Amendment was enacted
"precisely to protect the rights of those whose religious practices are
not shared by the majority and may be viewed with hostility."155
In the
same vein, Justice Stewart wrote that the Free Exercise Clause
affirmatively
requires government to create an atmosphere of hospitality and accommodation
to individual belief or disbelief. In short, I think our Constitution
commands the positive protection by government of religious freedomnot
only for a minority, however smallnot only for the majority, however
largebut for each of us.156
With
reference to minority beliefs, the Court has iterated that such convictions
"need not be acceptable, logical, consistent, or comprehensible to others
in order to merit First Amendment protection."157
Said
another way, "[T]he freedom to believe and to practice strange and, it
may be, foreign creedshas classically been one of the highest values
of our society."158
3. Free Exercise Standard
In
light of the violent assaults that occurred at Waco, it is necessary to
reassess the standard that should control the government's actions in
the event that a religious group's or citizen's devout conduct comes into
conflict with the laws of civil society. Because Sherbert's compelling
interest test has been relegated to the undefined vagaries of "hybrid
situations," another standard is necessary to protect religiously motivated
conduct from governmental interference.
Several
formulations have been offered in response to the actions of federal law
enforcement agents at Waco. Reverend Dean Kelley proposed that "religious
communities that pose no clear and present danger to others should be
left alone."159
Anticipating the complaint that such a standard would place religious
groups above the law, Rev. Kelley pointed out that laws are not equally
enforced:
Presumably
a rational law enforcement policy would be to go after the most serious
threats to peace and safety first, and to leave the lesser for later (or
for never). . . . On that scale, most religious groups would normally
not be in the top range of priorities because normally they do not have
the mens rea, or criminal intent, that is . . . an essential element
in an offense punishable by the criminal law.160
In
the event that a religious group poses an actual and immediate threat
to others, Rev. Kelley proposed that law enforcement utilize the least
intrusive means.161
He further rejected any suggestion that the Branch Davidians qualified
as such a group.162
In sum, Rev. Kelley concluded that religious groups should be left alone
"unless or until there is unambiguous evidence of actual and imminent
danger to the public."163
Similarly,
Professor Gaffney proposed usage of the "least restrictive alternative"
standard in measuring government actions that may be injurious to religious
exercise.164
Likewise, he found that law enforcement's actions at Waco "f[e]ll far
short of the mark":
But
I am insisting that there is no evidence whatever to support the notion
that the Branch Davidians ever thought of using their weapons to kill
innocent civilians. Koresh and his followers relied heavily on the apocalyptic
vision of the book of Revelation. In this vision the dead are the saints,
or members of the community of the Lamb who are persecuted by the Roman
emperor, not the emperor's other subjects or even his imperial army. .
. . [T]he government could have achieved its legitimate objectives in
a far less destructive manner.165
On
the other hand, Professor Gaffney referred to the Supreme Court's seminal
holding in Brandenburg v. Ohio166
and
argued that this standard should have been controlling at Waco.167
Specifically, the Court in Brandenburg ruled that the First Amendment's
free speech guarantee protected even "advocacy of the use of force or
of law violation except where such advocacy is directed to inciting or
producing imminent lawless action and is likely to incite or produce such
action."168
Because there was no evidence that the Davidians planned to leave Mount
Carmel and injure other citizens, Gaffney determined that Koresh and his
followers should have been left alone.169
Although
both of these proposals make valuable contributions, Rev. Kelley's two-tiered
standard seems most conducive to promoting robust free exercise. First
of all, when a religious group's activities bring its members into direct
conflict with a legal proscription, whether it be civil or criminal in
nature, government should be required to leave the group alone, unless
the conduct poses an actual and imminent threat to others.170
As the
Supreme Court stated in Wisconsin v. Yoder:171
"A way of life that is odd or even erratic but interferes with no rights
or interests of others is not to be condemned . . . ."172
Secondly, only if the religious conduct poses a real and imminent threat
can the government interfere with such activitybut then only by
the least restrictive means.
There
is simply no legitimate justification for government to pursue, prosecute,
or otherwise harass citizens for religious conduct that does not interfere
directly with the freedom of others.173
As Thomas
Jefferson wrote in Virginia's Bill for Establishing Religious Freedom,
civil government may interfere with religious liberty only "when principles
break out into overt acts against peace and good order."174
In fact, the Supreme Court in Yoder acknowledged that there are
areas of religiously grounded conduct "protected by the Free Exercise
Clause of the First Amendment and thus beyond the power of the State to
control, even under regulations of general applicability."175
According
to this newly proposed standard, the LDS member in Reynolds should
have been free to practice polygamy without incurring criminal sanctions,
the Native Americans in Smith should have been able to ingest peyote
for sacramental purposes without suffering detrimental consequences from
the state, and the Branch Davidians should have been left unmolested at
Mount Carmel to await the apocalypse (if they did not already experience
it) in peace. These results are much more in harmony with the original
vision of free exercise as articulated by Madison: "The religion then
of every man must be left to the conviction and conscience of every man;
and it is the right of every man to exercise it as these may dictate.
This right is in its nature an unalienable right."176
Lastly,
Professor Gaffney's application of Brandenburg's imminent and lawless
action standard to religious speech is persuasive because both political
speech and religious speech represent core First Amendment freedoms:177
"Given
the centrality of freedom of speech and religion to the American concept
of personal liberty, it is altogether reasonable to conclude that both
should be treated with the highest degree of respect."178
Religious
liberty can be preserved only by preventing government encroachment to
the greatest degree possible. The historical underpinnings of the Free
Exercise Clause establish that religious duties are superior to those
imposed by the dictates of the state; moreover, our Constitution was designed
with an eye toward protecting minority religions from oppression by the
majority, and most especially by the government. Given the gravity of
federal law enforcement's violation at Waco, a standard more exacting
than the compelling interest test is now demanded.179
III.
Active Use of Federal Privacy Act
Following
the events at Mount Carmel, certain Department of Justice officials advocated
the establishment of guidelines permitting the investigation of unusual
religious groups in order to avoid future conflicts such as that which
occurred with the Branch Davidians.180
CAN
went even further and, during the congressional hearings about Waco, proposed
not only a comprehensive "national policy with respect to totalist cults,"
but stated that "Congress should insist upon, and the national research
team should draw upon, a strong research program for both law enforcement
and civilian purposes."181
Such
proposals allowing surveillance of and intelligence gathering on religious
groups, however, met with fierce opposition. For example, in his official
report suggesting changes in law enforcement after Waco, Deputy Attorney
General Philip B. Heymann wrote:
Federal
law enforcement cannot and should not collect and study the writings of
groups characterized only by views very different from the mainstream
in the United States. This would be an undertaking far more dangerous
to civil liberties and far more unstructured in its reach than collecting
information . . . about violent organizations.182
Similarly,
in his expert report, Lawrence Sullivan stated, "There is no need to gather
intelligence on specific groups to know more about religions and their
role in society."183
Because
of the aggressive actions of law enforcement at Waco, several authors
suggested that "civil and criminal statutes should be enacted to forbid
government spying on peaceful religious groups."184
In fact,
such a civil statute has been in existence since the mid-1970s. On December
31, 1974, President Ford signed into law the federal Privacy Act of 1974
("Act").185
Contained within this Act is a provision that prohibits the government
from gathering and retaining information on the religious activities of
American citizens.186
Specifically, § 552a(e)(7) of the Act provides, in pertinent part:
"Each agency that maintains a system of records shall . . . maintain
no record describing how any individual exercises rights guaranteed by
the First Amendment . . . unless pertinent to and within the scope of
an authorized law enforcement activity."187
The
legislative history of the Act demonstrates congressional concern over
the collection and maintenance of records describing the religious activities
of American citizens. For example, Senate Report 1183 detailed the Army's
surveillance of civilians as follows:
Allegedly
for the purpose of predicting and preventing civil disturbances which
might develop beyond the control of state and local officials, Army agents
were sent throughout the country to keep surveillance over the way the
civilian population expressed [its] sentiments about government policies.
In churches, on campuses, in classrooms, in public meetings, they took
notes, taperecorded, and photographed people who dissented in thought,
word or deed. This included clergymen, editors, public officials, and
anyone who sympathized with the dissenters.
.
. . Out of this surveillance the Army created blacklists of organizations
and personalities which were circulated to many federal, state and local
agencies . . . .188
Legislators
likewise referred to COINTELPRO, a clandestine FBI program in which agents
conducted surveillance and targeted and disrupted political and religious
groups.189
The
textual development of § 552a(e)(7) also illustrates that Congress
was unequivocal in its desire to prohibit the gathering and retention
of information pertaining to religious belief and conduct. In fact, drafts
from both the Senate and the House contained specific proscriptions on
the maintenance of records concerning religious activities.190
In addition,
although the word "religious" does not appear in the present text of subsection
(e)(7) because the provision's scope was expanded to apply to all First
Amendment rights,191
the Office of Management and Budget's Privacy Act Guidelines discuss §
552a(e)(7) under the heading of "Records on Religious or Political Activities."192
Section
552a(e)(7) of the Act provides significant protections, subject to several
limited exceptions, against the collection and maintenance of records
describing how American citizens exercise their religious rights. Under
the Act, offending records can be amended or expunged.193
It is
important to note, however, that the Act applies only to individuals,
and not to organizations.194
Interestingly,
in the twenty-five year history of the Act, there have been no reported
appellate opinions pertaining to core expression under § 552a(e)(7)
that have addressed a religious liberty issue.195
In fact,
the law books are devoid of a single district court decision in which
an individual litigant has sought relief under subsection (e)(7) for the
improper collection of information concerning his or her religious activities.196
From the above review, one might conclude that the government is simply
not maintaining any personal data on the religious beliefs and activities
of its citizens. This naïve illusion, however, has just been shattered.
It
has recently been revealed that the FBI, despite its repeated denials
to the contrary, has been compiling dossiers on the religious beliefs
of numerous peaceful pro-life organizations pursuant to its secret VAAPCON
project.197
VAAPCON, which is an acronym for Violence Against Abortion Providers Conspiracy,
is a database that the FBI maintained "under the auspices of the Criminal
Division."198
VAAPCON contains dossiers on such law-abiding groups as the National Conference
of Catholic Bishops, Christian Coalition, and Concerned Women for America.199
The database was illegally utilized by the Justice Department to monitor
the political and religious beliefs of pro-life organizations under the
pretense of tracking "domestic terrorism."200
Government
harassment of church leaders and their parishioners begins with the surreptitious
collection and maintenance of records on their religious beliefs and practices.
From these documents, dossiers are compiled and profiles are made. It
is with just such surveillance that the drafters of the Privacy Act were
most concerned. As the Senate Report made clear: "This section's restraint
is aimed particularly at preventing collection of protected information
not immediately needed, about law-abiding Americans, on the off-chance
that Government or the particular agency might possibly have to deal with
them in the future."201
The tragedy at Waco happened, in part, because federal law enforcement
agents illegally collected and retained records on the private religious
beliefs and activities of David Koresh and the Branch Davidians. In fact,
the Aguilera affidavit was riddled with such protected information;202
moreover, according to BATF Director Higgins, it was this very material
that provided probable cause for issuance of the warrants.203
Hopefully,
similar conflicts might be avoided through an aggressive use of the Privacy
Act by both church leaders and religious individuals who believe they
have become the targets of government persecution or investigation; furthermore,
the pendency of a suit brought under § 552a(e)(7) will not only aid
in protecting the plaintiff's privacy from illegal government recordkeeping,
but it may also permanently derail any future prying into one's private
affairs. Likewise, such actions will help to raise the public's awareness
of the sanctity of personal worship and will send a strong message to
federal agencies that any interference with religious beliefs or practices
will not be tolerated.
Although
§ 552a(e)(7) has yet to be applied in this area, it has the potential
to be a strong weapon in the battle for religious freedom in America.
In addition, churches, affiliated institutions, and individual parishioners
should seek redress under the free exercise provisions of their state
constitutions, which can provide greater religious liberty than is afforded
under the First Amendment to the United States Constitution.204
After
the holocaust at Waco, it is no longer sufficient for worshipers to simply
go to church on Sunday and speak of Christian love. A sinister specter
has raised its ugly head in the land, and it threatens our very right
to freely speak and express our singular devotion to the Creator. The
hand of this enemy must be stayed before it becomes stronger and preys
upon more of the faithful. If we do not actively work to protect our precious
religious freedoms, we do not deserve to have them.
IV.
Conclusion
In
1808, President Thomas Jefferson expressed the following sentiments:
I
consider the government of the U S. [sic] as interdicted by the Constitution
from intermeddling with religious institutions, their doctrines, discipline,
or exercises. . . . Every religious society has a right to determine for
itself the times for these exercises, & the objects proper for them,
according to their own particular tenets; and this right can never be
safer than in their own hands, where the constitution has deposited it.205
Almost
two centuries later, Justice O'Connor similarly expressed the Constitution's
"profound commitment" to religious freedom: "Our Nation's Founders conceived
of a Republic receptive to voluntary religious expression, not of a secular
society in which religious expression is tolerated only when it does not
conflict with a generally applicable law."206
She
further asserted that the Free Exercise Clause should be understood as
"an affirmative guarantee of the right to participate in religious activities
without impermissible governmental interference, even where a believer's
conduct is in tension with a law of general application."207
The government's conduct at Waco represents a gross inversion of this
historical constitutional hierarchy.
One
of the most telling assessments of the Waco conflict came from Dr. Alan
Stone, one of the outside experts asked to provide recommendations concerning
the handling of the Davidian standoff:
When I first was asked to be involved
as a member of the panel, I thought the main problem was going to be understanding
the psychology of the people inside the compound. But as I got into it,
I quickly became aware that the psychology of the people outside
the compound was more important to an understanding of what happened.208
This perceptive revelation capsulizes
the significance of Waco. Waco is emblazoned in our minds with unforgettable
hues because it was then that our government attempted to assert itself,
not just as the civil authority, but as the Supreme Authority. At Waco,
federal law enforcement acted as the Grand Inquisitor and, in historic
medieval fashion, condemned the Davidian heretics to death by fire. And
with the death of David Koresh and his faithful followers came the death
of free exercise in America.
The solemnity of this fateful
realization was most eloquently expressed in the simple verse contained
in a poem written by the children of one the Davidians who perished on
April 19, 1993:
Thank you, Mr. President, Janet
Reno too.
We mustn't forget the ATF, the
FBI, all the men in blue.
How well did you sleep last night?
Did you toss and turn?
I myself didn't get much sleep.
Did you know I saw my father burn?
We don't know how you did it.
You really must be brave.
You sat through all their screaming,
without emotion as they entered
their fiery grave.
. . . .
The day will come we'll all be
judged
as we stand before the Lord.
Koresh may have thought himself
as Christ,
But you thought yourself as God.209
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1
319 U.S. 624, 641 (1943).
2
See Carol Moore, The Davidian Massacre: Disturbing Questions About
Waco Which Must be Answered 1 (1995). For an overview of the tragedy at
Waco, see Armageddon in Waco: Critical Perspectives on the Branch Davidian
Conflict (Stuart A. Wright ed., 1995); From the Ashes: Making Sense of
Waco (James R. Lewis ed., 1994); David B. Kopel & Paul H. Blackman,
No More Wacos: What's Wrong with Federal Law Enforcement and How to Fix
It (1997); Moore, supra; Dean M. Kelley, Waco: A Massacre and
Its Aftermath, First Things, May 1995, at 22-37 (also available at
<http://www.firstthings.com/ftissues/ft9505/kelley.html> (last modified
Dec. 6, 1996)). For a treatment of the conflict from a theological perspective,
see James D. Tabor & Eugene V. Gallagher, Why Waco? Cults and the
Battle for Religious Freedom in America (1995).
3
Convention on the Prohibition of the Development, Production, Stockpiling
and Use of Chemical Weapons and on Their Destruction, art. I(5), Jan.
13, 1993, reprinted in 32 I.L.M. 800, 804 (1993) ("Each State Party
undertakes not to use riot control agents as a method of warfare."); see
also Investigation into the Activities of Federal Law Enforcement
Agencies Toward the Branch Davidians, H.R. Rep. No. 104-749, at 69-71
(1996) (discussing use and toxicity of CS gas).
4
See Moore, supra note 2, at 293.
5
See Sherri Chunn, Government Re-Creates Waco Siege, Chi.
Sun-Times, Mar. 20, 2000, at 27 (noting that reenactment was ordered by
judge to determine whether agents shot at Davidians who were attempting
to escape from fire).
6
U.S. Const. amend. I.
7
See Joel F. Hansen, Comment, Jefferson and the Church-State
Wall: A Historical Examination of the Man and the Metaphor, 1978 BYU
L. Rev. 645, 656 ("Jefferson apparently felt that since the legislative
power had been so limited, his power as President had been similarly limited.").
8
5 U.S.C. § 552a (1994 & Supp. IV 1998).
9
See 5 U.S.C. § 552a(a)(1) (1994) ("[T]he term 'agency' means
agency as defined in section 552(e) [now § 552(f)] of this title.").
Section 552(f)(1), in turn, defines "agency" as: "[A]ny executive department,
military department, Government corporation, Government controlled corporation,
or other establishment in the executive branch of the Government (including
the Executive Office of the President), or any independent regulatory
agency." 5 U.S.C. § 552(f)(1) (Supp. IV 1998).
10
See infra notes 185-192 and accompanying text.
11
See 5 U.S.C. § 552a(e)(7) (1994).
12
Fed. R. Evid. 610.
13
Board of Educ. of Kiryas Joel Village Sch. Dist. v. Grumet, 512 U.S. 687,
696 (1994) (quoting Committee for Public Educ. & Religious Liberty
v. Nyquist, 413 U.S. 756, 792-93 (1973)). It should be noted, however,
that "neutrality" has been defined in many different ways; moreover, there
is no general agreement as to whether such a doctrine is even mandated
by the First Amendment. See, e.g., Douglas Laycock, Formal,
Substantive, and Disaggregated Neutrality Toward Religion, 39 DePaul
L. Rev. 993, 993 (1990) ("A wide range of courts and commentators commonly
say that government must be neutral toward religion. There are dissenters
in both directionsthose who think that government can support religion,
and those who pursue separation to the point of hostility."); Michael
W. McConnell, Neutrality Under the Religion Clauses, 81 Nw. U.
L. Rev. 146, 148-49 (1986) ("To insist on strict neutrality in all cases
arising under the religion clauses would be wholly inconsistent with the
demands of free exercise . . . .") ("Neutrality among religions . . .
is a sound starting point for analyzing religious freedom issues. Neutrality
is usually the course most consistent with religious liberty because,
ideally, government action should leave untouched the preexisting religious
mix in the community."); Geoffrey R. Stone, The Equal Access Controversy:
The Religion Clauses and the Meaning of "Neutrality," 81 Nw. U. L.
Rev. 168, 168 (1986) ("Neutrality, however, is not a self- defining concept.
Its meaning may vary depending on the context and nature of the issue.").
14
508 U.S. 520 (1993).
15
Id. at 534 (citations omitted).
16
Laycock, supra note 13, at 997 (emphasis added). Cf. County
of Allegheny v. ACLU, 492 U.S. 573, 593-94 (1989) ("The Establishment
Clause, at the very least, prohibits government from appearing to take
a position on questions of religious belief . . . .").
17
98 U.S. 145 (1879).
18
See id. at 161-67.
19
Id. at 166-67.
20
133 U.S. 333 (1890), overruled in part by Romer v. Evans, 517 U.S.
620, 634 (1996).
21
See id. at 341-48.
22
136 U.S. 1 (1890).
23
See id. at 44-66.
24
Id. at 63-64.
25
Id. at 48-49 (emphasis added).
26
Richard A. Baer, Jr., The Supreme Court's Discriminatory Use of the
Term "Sectarian," 6 J.L. & Pol. 449, 462 (1990).
27
City of Boerne v. Flores, 521 U.S. 507, 530 (1997) (quoting Religious
Freedom Restoration Act of 1991: Hearings on H.R. 2797 before the Subcomm.
on Civil and Constitutional Rights of the House Comm. on the Judiciary,
102d Cong. 334 (1993) (statement of Douglas Laycock)).
28
See, e.g., Edward McGlynn Gaffney, Jr., Hostility to Religion,
American Style, 42 DePaul L. Rev. 263, 274-93 (1992) (highlighting
hostility to Muslims and Roman Catholics); Charles L. Harper, Reflections
on the Waco Disaster: Trying to Make Sense of Insane Events, in
From the Ashes: Making Sense of Waco 189, 192-93 (James R. Lewis ed.,
1994) ("While officially neutral about religious doctrine, the state in
America has historically been involved in the most severe conflicts involving
alternative and minority religions.") (citing contemporary instances concerning
the Reverend Moon, the Church of Scientology, and the Alamo Foundation).
29
See Lee Hancock, Rangers' Report Doesn't Resolve Questions About
Gun Use on Last Day of Siege: FBI has said Casings Could be from ATF,
Dallas Morn. News, Sept. 13, 1999, at 1A; New FBI Waco Evidence: Marshals
Impound Tapes and Files, Chic. Sun-Times, Sept. 2, 1999, at 22 (discussing
demands for new investigation following FBI's admission, after six years
of denials, that agency fired "incendiary tear gas cartridges" during
final assault on Davidians).
30
See Moore, supra note 2, at 46.
31
Nancy T. Ammerman, Report to the Justice and Treasury Departments Regarding
Law Enforcement Interaction with the Branch Davidians in Waco, Texas
5-8, in U.S. Dep't of Justice, Recommendations of Experts for Improvements
in Federal Law Enforcement After Waco (1993).
32
Late Corp. of LDS Church, 136 U.S. at 64.
33
Moore, supra note 2, at 2.
34
Steven B. Roosa, Note, Rules of Engagement for Armed Standoffs and
the Last Full Measure of Devotion: Should Sedition Be a Factor in the
Use of Deadly Force?, 28 Rutgers L.J. 229, 229-31 (1996).
In each instance, the ideology of
the religious/political group led its adherents to expressly deny the
legal authority of the government. These standoffs place in bold relief
the danger posed to the integrity of the criminal justice system when
an unstated criterion . . . appears to govern the use of deadly force
against groups on the basis of their seditious beliefs.
Id. at 230-31.
35
Acts 5:29.
36
Webster's Third New International Dictionary of the English Language,
Unabridged 552 (1981).
37
Thomas Robbins & Dick Anthony, "Cults," "Mind Control," and the
State, in From the Ashes: Making Sense of Waco 125, 126 (James
R. Lewis ed., 1994).
38
See Orlin D. Lucksted & D.F. Martell, Cults: A Conflict
Between Religious Liberty and Involuntary Servitude? (Part 1), FBI
Law Enforcement Bull., Apr. 1982, at 16-20 [hereinafter Cults pt. 1];
Orlin D. Lucksted & D.F. Martell, Cults: A Conflict Between Religious
Liberty and Involuntary Servitude? (Part 2), FBI Law Enforcement Bull.,
May 1982, at 16-23 [hereinafter Cults pt. 2]; Orlin D. Lucksted
& D.F. Martell, Cults: A Conflict Between Religious Liberty and
Involuntary Servitude? (Part 3), FBI Law Enforcement Bull., June 1982,
at 16-21.
39
Cults pt. 1, supra note 38, at 17.
40
Cults pt. 2, supra note 38, at 19.
41
Id. at 16.
42
Id. at 20 (citing an instance in which a large number of guns and
rounds of ammunition were found at a ranch under the control of the International
Society for Krishna Consciousness).
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